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Octagon Credit Investors, LLC is majority-owned by Conning & Company. Conning & Company is also the parent company of Conning Investment Products, Inc., Conning, Inc., and Goodwin Capital Advisers, Inc. (collectively, “Conning”), each of which is a SEC registered investment adviser primarily for the insurance industry, and is an indirect subsidiary of Cathay Financial Holding Co., Ltd., a Taiwan-based company. Securities are offered through Conning Investment Products, Inc., an affiliated broker dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).